Trade option exemption cftc

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Client Update CFTC Proposes to Reduce Reporting and

Under current CFTC rules that the Proposal would not modify, to qualify for the trade option exemption, a commodity option must involve a nonfinancial commodity

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COMMODITY FUTURES TRADING COMMISSION RIN 3038-AE26

Since 1976, CTFC regulations have included a trade option exemption that exempted options offered to commercial end users from the CFTC’s prohibition against off-exchange commodity option transactions. The proposed rule would have removed the trade option exemption without implementing a replacement.

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The demise of CFTC Form TO for commodity trade options

U.S. Commodity Futures Trading Commission. Foreign Part 30. Pursuant to CFTC Regulation 30.10, Search Foreign Part 30 Exemptions using the following criteria:

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CFTC grants registration to LedgerX to trade options on

U.S. Commodity Futures Trading Derivatives Clearing Organizations (DCO) permitted to clear foreign exchange spot index binary flex options contracts and

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CFTC approves commodity options final rule, establishing

CFTC Extends Trade Option Reporting Deadline to April 1, for End Users Eligible for the Trade Option Exemption, CFTC No-Action Letter No. 13-08 (April 5, 2013),

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Exemption of Transactions in Certain Options and Futures

Executive Summary The CFTC recently amended its trade option exemption to exclude certain reporting and recordkeeping requirements if a party to the option is …

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CFTC Approves Amendment to Trade Options Exemption

Client Alert May 6, 2015 . CFTC Proposes Relief from Trade Option Reporting and Recordkeeping Requirements for Commercial End Users. By . Julian E. Hammar

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CFTC Rules 4.5 and 4.13 – Issues Impacting Registered

www.debevoise.com Page 2 TRADE OPTION EXEMPTION Section 32.3 of the CFTC regulations, adopted as an interim final rule, provides an exemption

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Dodd-Frank Rules Clarify Relief from Swap Regulation for

Commodity Futures Trading Commission, Three Lafayette Centre, letters granting relief from certain conditions in the trade option exemption.21 CFTC No-

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If You Want To Trade Bitcoins, First Learn CFTC Rules

The Commodity Futures Trading Commission (the “Commission” or the “CFTC”) is proposing to amend the trade option exemption in its regulations, as described herein, in the following subject areas: Reporting requirements for trade option counterparties that are not swap dealers or major swap participants; recordkeeping requirements for trade option counterparties that are not swap dealers or …

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CFTC Eliminates End-User Trade Option Reporting

CFTC Approves Exemption from SEF Registration Requirement for Multilateral Trading Facilities and Organized Trading Facilities Authorized Within the EU

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CFTC Proposes Relief from Trade Option Reporting and

Commodity Options Commodity Futures Trading Also in the April 2013 no-action letter is relief for those qualifying for the trade option exemption

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CFTC Finalizes Relief from Trade Option Reporting and

The Commodity Futures Trading Commission (the “Commission” or the “CFTC”) is proposing to amend the trade option exemption in its regulations, as described

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CFTC claims jurisdiction over Bitcoin | Futures Magazine

Other CPO and CTA Exclusions and Exemptions options on futures assets from investors for the purpose of trading commodity interests

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CFTC Tells Bitcoin Options Platform to Stop Trading

CFTC Part 4 Exemption Easy Reference Guide vehicle for trading in the commodity futures, commodity options, Exemption System CTA whose trading advice is only

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CFTC Adopts Final Trade Option Rule | Cadwalader

March 16, 2016 Washington, DC - The U.S. Commodity Futures Trading Commission today approved a final rule that removes reporting and recordkeeping

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CFTC Staff Grants Temporary No-Action Relief to Persons

trading in futures, commodity options, and other commodity interests will no longer be exempt from registering with the CFTC for Registered Investment

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CFTC Issues Final Aggregation Rules for Position Limits

Financial services: Regulation tomorrow time, parties, etc. of the trade option. What the CFTC did not appreciate at the time, though,

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Do Your Derivatives Trading Activities Require You To Be

CFTC Issues Proposed Rule Reducing Trade Option Obligations 2015, the Commodity Futures Trading The Trade Option Exemption also requires an end-user

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Dodd-Frank Act | Derivatives in Review

MAKING SENSE OF DODD-FRANK. the option would result in the sale of an exempt or agricultural commodity for immediate or Under the CFTC’s Trade Option No

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CFTC Final Rule: Commodity Options - MarketsReformWiki

August 15, 2012 CFTC Staff Grants Temporary No-Action Relief to Persons Eligible for the Trade Option Exemption Washington, DC - Today, the staff of the Division of

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CFTC Approves Final Rule Removing Trade Option Reporting

that continue to struggle with Commodity Futures Trading CFTC’s misaligned definition of forward contracts gives exemption of commodity trade options.

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Analysis of CFTC Proposed Position Limits on Commodity

On March 16, 2016, the Commodity Futures Trading Commission (“CFTC”) approved a final rule (“Final Rule”) eliminating certain reporting and recordkeeping requirements for “trade option” [1] counterparties that are neither “swap dealers” nor “major swap participants” (“Non-SD/MSPs”). [2]

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TRADING OF COMMODITY OPTIONS IN GENERAL

On March 16, 2016, the Commodity Futures Trading Commission ("CFTC") approved a final rule ("TO Final Rule") 1 that amends its trade option exemption regulation by eliminating reporting and recordkeeping requirements for trade option counterparties that are not swap dealers ("SD") or major swap participants ("MSP"). Background

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CFTC Reporting and Recordkeeping Obligations: What

The Commodity Futures Trading Commission (CFTC or Commission) adopted a final rule effective March 21, 2016, 1 that eliminates the reporting and recordkeeping requirements under the CFTC’s existing trade option exemption for counterparties that are neither swap dealers (SDs) nor major swap participants (MSPs) (these non-SD/MSP counterparties are referred to herein as “commercial end-users”). 2